Broker ReviewsScore
Axi • AxiCorp.
Official website
https://www.axi.com/cn/contact-us
Supervisor
Australia Securities & Investment Commission
ASIC is an independent government agency and exercises financial supervision functions on the Australian financial system, financial institutions and professional practitioners in accordance with the law. ASIC was established in 2001 in accordance with the Australian Securities Investment Commission Act approved by the Parliament.
Annex
Financial Conduct Authority
On April 1, 2013, FSA (Financial Services Authority) was replaced by two parallel regulatory agencies, FCA (Financial Conduct Authority) and PRA (Prudential Financial Regulation Authority).
Annex
Financial Markets Authority
The Financial Markets Authority of New Zealand (FMA) and the Reserve Bank of New Zealand (RBNZ), these two regulatory agencies constitute the New Zealand financial market regulatory system. FMA was established in 2011 under the "Financial Market Authority Act of 2011". FMA replaced the original Securities Commission and took over part of the functions of the New Zealand Government’s Economic Development Department. In particular, FMA can supervise the New Zealand government’s budget and also performs part of the company registration function.
Annex
DuBai Financial Services Authority
DFSA is an independent financial services regulator or from the Dubai International Financial Center, which conducts a dedicated financial free trade zone in Dubai, UAE. DFSA's regulatory authority includes asset management, banking and credit services, securities, collective investment fund custody and trust services, commodity futures trading, Islamic finance, insurance, international stock exchanges, and an international commodity derivatives exchange. In addition to regulating financial and ancillary services, DFSA is responsible for overseeing and implementing anti-money laundering (AML) and counter-terrorism financing (CTF) requirements applicable to the Dubai International Financial Center. DFSA has also accepted the delegation’s power to investigate DIFC’s affairs and partnerships for major breaches of the DIFC company’s legal suspicions and pursue enforcement of remedial measures that can be registered from the Dubai International Financial Center Registered Companies (RoC).
Annex
