Guosen Securities (HK) • Guosen Securities (Hong Kong) Financial Holdings Co., Ltd

Securities and futures commission

The Securities and Futures Commission (SFC) was established in 1989. It is an independent statutory body responsible for overseeing the operation of Hong Kong's securities and futures markets. The Securities and Futures Ordinance and subsidiary legislation empower the SFC to investigate, correct and disciplinary actions. The Association operates independently of the Hong Kong Special Administrative Region government, and its funding mainly comes from transaction levies and license fees. As the financial regulatory agency of the international financial center, the SFC has been committed to strengthening and maintaining the integrity of Hong Kong's securities and futures markets, so as to protect the interests of investors and the industry.